Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 5 - ISSUER-DEALERS
Section 48-5-004 - QUALIFICATIONS
Universal Citation: 48 NE Admin Rules and Regs ch 5 ยง 004
Current through March 20, 2024
004.01 The issuer-dealer shall be of good repute, knowledgeable of the Act, and meet the requirements of the Act and rules adopted thereunder.
004.02 The issuer-dealer shall not conduct a general securities business and shall not normally be engaged in the business of selling securities.
Disclaimer: These regulations may not be the most recent version. Nebraska may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
