Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 5 - ISSUER-DEALERS
Section 48-5-001 - GENERAL
Universal Citation: 48 NE Admin Rules and Regs ch 5 ยง 001
Current through March 20, 2024
001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 of the Securities Act of Nebraska ("Act").
001.02 The Department has determined that this Rule relating to issuer-dealers is consistent with investor protection and is in the public interest.
001.03 The Director may, on a case-by-case basis, and with prior written notice to the affected persons, require adherence to additional standards or policies, as deemed necessary in the public interest.
001.04 The definitions in 48 NAC 2 apply to the provisions of this Rule, unless otherwise specified.
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