Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 42 - EXCLUSION OF INVESTMENT ADVISERS TO PRIVATE FUNDS FROM THE DEFINITION OF "INVESTMENT ADVISER"
Section 48-42-006 - INVESTMENT ADVISER REPRESENTATIVES
Universal Citation: 48 NE Admin Rules and Regs ch 42 ยง 006
Current through March 20, 2024
A person is exempt from the registration requirements of Neb. Rev. Stat. § 8-1103(2)(a) if he or she is employed by or associated with a private fund adviser that is excluded from the definition of investment adviser in this state pursuant to this regulation and does not otherwise act as an investment adviser representative.
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