Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 42 - EXCLUSION OF INVESTMENT ADVISERS TO PRIVATE FUNDS FROM THE DEFINITION OF "INVESTMENT ADVISER"
Section 48-42-005 - FEDERAL COVERED INVESTMENT ADVISERS
Universal Citation: 48 NE Admin Rules and Regs ch 42 ยง 005
Current through March 20, 2024
If a private fund adviser is registered with the Securities and Exchange Commission, the adviser shall not be eligible for this exclusion and shall comply with the state notice filing requirements applicable to federal covered investment advisers in Neb. Rev. Stat. § 8-1103(2)(b).
Disclaimer: These regulations may not be the most recent version. Nebraska may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.