Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 39 - CONDITIONS AND INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(24) CROWDFUNDING EXEMPTION
Section 48-39-012 - ADVERTISING
Universal Citation: 48 NE Admin Rules and Regs ch 39 ยง 012
Current through March 20, 2024
012.01 A general announcement by an issuer or funding portal regarding an issuer's offering being made in reliance on this subdivision shall not be considered an offer of a security so long as only the following are included:
012.01A A statement
that the issuer is conducting an offering, the name of the portal operator
conducting the offering and a link directing the potential investor to the
funding portal;
012.01B The maximum
amount of the offering; and
012.01C
Factual information about the legal identity and business location of the
issuer, limited to the name of the issuer of the security, the address, and a
brief description of the business of the issuer.
012.02 Any general announcement regarding an issuer's offering being made in reliance on this subdivision must contain a statement making it clear that the offering is directed only to residents of Nebraska.
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