Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 38 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(23) EXEMPTION
Section 48-38-009 - AVAILABILITY OF EXEMPTION
Universal Citation: 48 NE Admin Rules and Regs ch 38 ยง 009
Current through March 20, 2024
009.01 Offers and sales which are exempt under this Rule may not be combined with offers and sales exempt under any other Rule or Section of the Act; however, nothing in this limitation shall act as an election. Should the offer and sale fail to comply with all of the conditions for this exemption, the issuer may claim the availability of any other applicable exemption.
009.02 The exemption is not available to any issuer with respect to any transaction which, although in technical compliance with this Rule, is part of a plan or scheme to evade registration or the conditions or limitations explicitly stated in this Rule.
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