Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 38 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(23) EXEMPTION
Section 48-38-005 - DELIVERY OF DISCLOSURE DOCUMENT
Universal Citation: 48 NE Admin Rules and Regs ch 38 ยง 005
Current through March 20, 2024
The issuer shall give each prospective investor a copy of the offering disclosure document at least twenty-four hours prior to the investor signing any agreement to purchase the securities or paying any consideration for the securities. The offering disclosure document shall include:
005.01 A description of the proposed use of the proceeds of the offering;
005.02 The name of each partner or limited liability company member of the issuer, officer, director, or person occupying a similar status of the issuer or performing similar functions for the issuer; and
005.03 The financial condition of the issuer.
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