Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 21 - NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATON STATEMENTS OF POLICY
Section 48-21-001 - GENERAL
Current through March 20, 2024
001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 of the Securities Act of Nebraska ("Act").
001.02 The Department has determined that this Rule relating to the registration of securities is consistent with investor protection and is in the public interest.
001.03 The Director may, on a case by case basis, and with prior written notice to the affected persons, require adherence to additional standards or policies, as deemed necessary in the public interest.
001.04 A copy of each North America Securities Administrators Association ("NASAA") Statement of Policy referenced in subsection 002 below is available as an appendix to this rule at www.ndbf.ne.gov/legal and are also contained in NASAA REPORTS published by Commerce Clearing House, and on NASAA's website at www.nasaa.org.
