Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 20 - FEDERAL COVERED SECURITIES
Section 48-20-005 - OFFERINGS PURSUANT TO REGULATION A, TIER 2
Current through March 20, 2024
An issuer offering a security which is a covered security pursuant to Section 18(b)(3) of the Securities Act of 1933, 15 U.S.C. § 77r(b)(3) and which is exempt from federal registration pursuant to Tier 2 of federal Regulation A, 17 CFR 230.251(a) shall submit the following prior to the initial offer and/or sale in this state:
005.01 A completed Regulation A - Tier 2 notice filing form or copies of all documents filed with the Securities and Exchange Commission;
005.02 A consent to service of process on Form U-2 if not filing on the Regulation A - Tier 2 notice filing form; and
005.03 A filing fee of two hundred dollars ($200.00).
