Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 18 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(20) NEBRASKA INTRASTATE ISSUER EXEMPTION
Section 48-18-003 - CONTENTS OF NOTICE
Universal Citation: 48 NE Admin Rules and Regs ch 18 ยง 003
Current through March 20, 2024
003.01 The notice shall include the following information:
003.01A The name and address of the
issuer;
003.01B The names and
addresses of the broker-dealer or issuer-dealer, and any individuals selling or
promoting the offering;
003.01C The
business in which the issuer is to be engaged;
003.01D The type of security being issued
(common stock, limited partnership interests, debentures, etc.);
003.01E The total dollar amount of such
securities;
003.01F The Securities
Offering Disclosure Document ("Form SODD");
003.01G The financial statements prepared in
accordance with Section 005 below;
003.01H A representation that all of the
conditions of Section
8-1111(20)
have been or will be met by the issuer;
and
003.01I A filing fee of two
hundred dollars ($200.00).
003.02 Every notice and disclosure document filed with the Director shall be signed by a person duly authorized by the issuer.
003.03 The Director may require the filing of additional information if the Director deems it material to the offering.
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