Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 11 - PERFORMANCE BASED COMPENSATION
Section 48-11-006
Universal Citation: 48 NE Admin Rules and Regs ch 11 ยง 006
Current through March 20, 2024
Nothing in the Rule, or the amendment of any previous rule regarding performance based compensation, shall be construed to alter the obligation of an investment adviser, as a fiduciary, to deal fairly with its clients and to make full and fair disclosure of its compensation arrangements, including disclosure of all material information regarding a proposed performance fee arrangement as well as any material conflicts posed by this arrangement.
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