Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 538 - EXEMPTION FOR OFFERS AND SALES TO THE FINANCE AUTHORITY OF MAINE
Section 032-538-1 - Exempt Transactions

Current through 2024-13, March 27, 2024

Any offer or sale of a security by an issuer to the Finance Authority of Maine, or to any agency designated by the Maine Legislature as a successor to the Finance Authority of Maine, is exempted from Sections 16301 and 16504 of the Maine Uniform Securities Act.

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