Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 538 - EXEMPTION FOR OFFERS AND SALES TO THE FINANCE AUTHORITY OF MAINE
Current through 2024-13, March 27, 2024
Summary: This chapter exempts from the registration requirements of 32 M.R.S.A. §16301 offers and sales of securities to the Finance Authority of Maine and exempts from the licensing requirements of 32M.R.S.A. §16402 agents of the issuers effecting those transactions.
STATUTORY AUTHORITY: 32 M.R.S.A. §§16402(2)(I) , 16203 , and 16605
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