Louisiana Administrative Code
Title 10 - FINANCIAL INSTITUTIONS, CONSUMER CREDIT, INVESTMENT SECURITIES AND UCC
Part XIII - Investment Securities
Subpart 1 - Securities
Chapter 1 - General Requirements
- Section XIII-101 - Application of Regulations
- Section XIII-103 - Definitions
- Section XIII-105 - Filing an Application; Requirements as to Proper Form
- Section XIII-107 - Date of Filing
- Section XIII-109 - Number of Copies; Signatures
- Section XIII-111 - Requirements as to Paper, Printing and Language
- Section XIII-113 - Preparation of Application for Registration
- Section XIII-115 - Registration by Notification ; Filing Fees
- Section XIII-117 - Registration by Qualification ; Filing Fees
- Section XIII-119 - Incorporation of Certain Information by Reference
- Section XIII-121 - Disclaimer of Control
- Section XIII-123 - Title of Securities
- Section XIII-125 - Written Consents ; Formal Requirements as to Consents
- Section XIII-127 - Consents Required in Special Cases
- Section XIII-129 - Application to Dispense with Consent
- Section XIII-131 - Consent to Use of Material Incorporated by Reference
- Section XIII-133 - Additional Exhibits
- Section XIII-135 - Omission of Substantially Identical Documents
- Section XIII-137 - Incorporation of Exhibits by Reference
- Section XIII-139 - Place of Filing
- Section XIII-141 - Formal Requirements for Amendments
- Section XIII-143 - Delaying Amendments
- Section XIII-145 - Withdrawal of Registration Statement or Amendment
- Section XIII-147 - Powers to Amend or Withdraw Registration Statement
- Section XIII-149 - Registration of Additional Securities
- Section XIII-151 - Reports Subsequent to Registration
- Section XIII-153 - Severability
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