Louisiana Administrative Code
Title 10 - FINANCIAL INSTITUTIONS, CONSUMER CREDIT, INVESTMENT SECURITIES AND UCC
Part XIII - Investment Securities
Subpart 1 - Securities
- Chapter 1 - General Requirements
- Chapter 3 - Form and Content of Prospectus
- Chapter 5 - Standards of Qualification
- Chapter 7 - Private Offering Exemptions
- Chapter 8 - Compensatory Benefit Plans
- Chapter 9 - Oil and Gas Auction
- Chapter 11 - Stock Exchanges
- Chapter 12 - Dishonest or Unethical Practices
- Chapter 13 - Investment Adviser Registration Procedure
- Chapter 17 - Dealer and Investment Adviser Recordkeeping Requirements
- Chapter 19 - Supervision of Salesmen and Investment Adviser Representatives
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