Connecticut Administrative Code
Title 38a - Insurance Department
124 - Insider Trading of Domestic Stock Insurance Company Equity Securities
- Section 38a-124-1 - Definition of certain terms
- Section 38a-124-2 - Definition of securities 'held of record'
- Section 38a-124-3 - Transactions exempted from the operation of section 38a-119
- Section 38a-124-4 - Exemption from section 38a-119 of certain transactions effected in connection with a distribution
- Section 38a-124-5 - Exemption from section 38a-119 of acquisitions of shares of stock and stock options under certain stock bonus, stock option and similar plans
- Section 38a-124-6 - Exemption from section 38a-119 of certain transactions in which securities are received by redeeming other securities
- Section 38a-124-7 - Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving a voting trust or deposit agreement
- Section 38a-124-8 - Exemption from section 38a-119 of certain acquisitions and dispositions of securities pursuant to mergers or consolidations
- Section 38a-124-9 - Exemption of long term profits incident to sales within six months of the exercise of an option
- Section 38a-124-10 - Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving the conversion of similar securities
- Section 38a-124-11 - Exemption from section 38a-119 of certain sales of a subscription right involving the acquisition of similar securities
- Section 38a-124-12 - Exemption of certain securities from section 38a-120
- Section 38a-124-13 - Exemption from section 38a-120 of certain transactions effected in connection with a distribution
- Section 38a-124-14 - Exemption of sales of securities to be acquired from section 38a-120
- Section 38a-124-15 - Arbitrage transactions under section 38a-122
- Section 38a-124-16 - Reports of directors, officers and principal stockholders. Filing of statements
- Section 38a-124-17 - Ownership of more than ten per cent of an equity security
- Section 38a-124-18 - Disclaimer of beneficial ownership
- Section 38a-124-19 - Exemption from sections 38a-118 and 38a-119
- Section 38a-124-20 - Exemption from the act of securities purchased or sold by odd-lot dealers
- Section 38a-124-21 - Certain transactions subject to section 38a-118
- Section 38a-124-22 - Ownership of securities held in trust
- Section 38a-124-23 - Exemption for small transactions
- Section 38a-124-24 - Exemption from section 38a-119 of transactions which need not be reported under section 38a-118
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