Connecticut Administrative Code
Title 38a - Insurance Department
124 - Insider Trading of Domestic Stock Insurance Company Equity Securities
Section 38a-124-1 - Definition of certain terms

(a) "Issuer" means any domestic stock insurance company any class of whose equity securities are subject to the provisions of sections 38a-117 to 38a-124 inclusive, of the 1965 supplement to the general statutes and are not exempt by reason of the application of either subdivision (i) or (ii) of section 38a-123.

(b) "Act" means sections 38a-117 to 38a-124 inclusive, of the 1965 supplement to the general statutes.

(c) "Officer" means a president, vice president, treasurer, actuary, secretary, controller and any other person who performs for the domestic stock insurance company functions corresponding to those performed by the foregoing officers.

(d) Subject to the disclaimer provisions of section 38a-124-19 hereof, beneficial ownership of shares includes shares registered in the name of one's spouse, minor children or any relative resident of one's household, and shall also include shares registered in the name of any other person if, by reason of any contract, understanding, relationship, agreement or other arrangement, one obtains therefrom benefits substantially equivalent to ownership, or can vest or revest title in one's self at once or at some future time.