Alaska Administrative Code
Title 3 - Commerce, Community, and Economic Development
Part 1 - Banking, Securities, Small Loans and Corporations
Chapter 08 - Securities
Article 2 - Registration and Notice of Securities
- 3 AAC 08.080 - Application to register securities
- 3 AAC 08.085 - Notice filings for offerings of investment company securities, face-amount certificate companies, and unit investment trusts
- 3 AAC 08.086 - Notice filing requirement for federal crowdfunding offerings
- 3 AAC 08.087 - Solicitations of interest before the filing of a registration statement
- 3 AAC 08.090 - Application to register or notice securities on a continuing basis
- 3 AAC 08.100 - Application to register mining securities
- 3 AAC 08.110 - Application to register oil and gas securities
- 3 AAC 08.120 - Prospectus
- 3 AAC 08.125 - Unsound financial condition
- 3 AAC 08.130 - Maximum commissions and expenses
- 3 AAC 08.135 - Disclosure of use of proceeds
- 3 AAC 08.140 - Offering price
- 3 AAC 08.150 - Options and warrants
- 3 AAC 08.160 - Cheap stock (promotional shares)
- 3 AAC 08.170 - Promoters' equity investment
- 3 AAC 08.180 - Escrow and lock-in of promotional shares
- 3 AAC 08.182 - Release of escrowed promotional shares
- 3 AAC 08.184 - Documentation of termination of escrow
- 3 AAC 08.186 - Transfer of escrowed promotional shares
- 3 AAC 08.190 - Impoundment of proceeds
- 3 AAC 08.200 - Real estate investment trusts
- 3 AAC 08.210 - Unequal voting rights of stock
- 3 AAC 08.215 - Loans and other material affiliated transactions
- 3 AAC 08.220 - Debentures
- 3 AAC 08.222 - Suitability standards
- 3 AAC 08.225 - Preferred stock
- 3 AAC 08.227 - Participation in coordinated securities reviews
- 3 AAC 08.230 - Effectiveness, post-registration, and post-notice requirements for securities
Disclaimer: These regulations may not be the most recent version. Alaska may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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