Alaska Administrative Code
Title 3 - Commerce, Community, and Economic Development
Part 1 - Banking, Securities, Small Loans and Corporations
Chapter 08 - Securities
Article 1 - Registration, Notice, and Regulation of Broker-Dealers, Agents, State Investment Advisers, and Federal Covered Advisers, and Investment Adviser Representatives
3 AAC 08.015 - Fees and assessments

(a) The following fees are established for registration of broker-dealers, agents, and investment adviser representatives, and state investment advisers, and for filing of notices of federal covered advisers:

(b) For an initial or annual examination, or for an investigation conducted under AS 45.55.910, the administrator will assess to the issuer, broker-dealer, agent, investment advisor representative, federal covered adviser, or state investment adviser who is the subject of the examination or investigation, a fee of $150 plus the proportionate part of the actual travel expenses and per diem incurred by each examiner while away from the examiner's duty station. The assessment shall be made as soon as possible after the examination or investigation has been completed, and payment of the assessment must be received by the department within 30 days after the assessment is mailed to the subject of the examination or investigation.

(c) Fees paid or assessed under this section are nonrefundable. The fees must be paid by check, money order, or another payment form approved by the administrator and made payable to the State of Alaska.