Securities and Exchange Commission October 4, 2023 – Federal Register Recent Federal Regulation Documents

Results 51 - 63 of 63
Alti Private Equity Access and Commitments Fund and ALTI, LLC
Document Number: 2023-21929
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21929.html
Proposed Collection; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, Schedule 14D-9
Document Number: 2023-21928
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21928.html
Proposed Collection; Comment Request; Extension: Rule 425
Document Number: 2023-21927
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21927.html
Proposed Collection; Comment Request; Extension: Form CB, Tender Offer/Rights Offering Notification Form
Document Number: 2023-21926
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21926.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee
Document Number: 2023-21962
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21962.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Document Number: 2023-21960
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21960.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-21959
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21959.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Document Number: 2023-21958
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21958.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Document Number: 2023-21957
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21957.html
Proposed Collection; Comment Request; Extension: Rule 433 Under the Securities Act of 1933-Conditions to Permissible Post-Filing Free Writing Prospectuses
Document Number: 2023-21925
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21925.html
Proposed Collection; Comment Request; Extension: Rule 173
Document Number: 2023-21924
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21924.html
Proposed Collection; Comment Request; Extension: Rule 163
Document Number: 2023-21923
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21923.html
Baseline CRE Income Fund and Baseline Partners, LLC
Document Number: 2023-21898
Type: Notice
Date: 2023-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21898.html
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