Securities and Exchange Commission June 29, 2023 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Document Number: 2023-13864
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13864.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments FTSE 100 Index Contracts and SARON Futures Contracts
Document Number: 2023-13791
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13791.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7 Regarding PXL Order Pricing
Document Number: 2023-13790
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13790.html
Proposed Collection; Comment Request; Extension: Form 144-Notice of Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of 1933
Document Number: 2023-13788
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13788.html
Proposed Collection; Comment Request; Extension: Form 5-Annual Statement of Beneficial Ownership
Document Number: 2023-13787
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13787.html
Proposed Collection; Comment Request; Extension: Regulation 14N and Schedule 14N
Document Number: 2023-13785
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13785.html
Proposed Collection; Comment Request; Extension: Schedule TO
Document Number: 2023-13784
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13784.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7660 (Communications and Equipment)
Document Number: 2023-13795
Type: Notice
Date: 2023-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/06/29/2023-13795.html
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