Securities and Exchange Commission June 5, 2023 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request; Extension: Rule 3a-8

Document Number: 2023-11808

Type: Notice

Date: 2023-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/06/05/2023-11808.html

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7 To Establish Pricing for Index Options on the Nasdaq-100 ESG Index

Document Number: 2023-11823

Type: Notice

Date: 2023-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/06/05/2023-11823.html

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Options 3 Rules and Options 5, Section 4

Document Number: 2023-11822

Type: Notice

Date: 2023-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/06/05/2023-11822.html

Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940

Document Number: 2023-11821

Type: Notice

Date: 2023-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/06/05/2023-11821.html

Sunshine Act Meetings

Document Number: 2023-11960

Type: Notice

Date: 2023-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/06/05/2023-11960.html

Sunshine Act Meetings

Document Number: 2023-12089

Type: Notice

Date: 2023-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/06/05/2023-12089.html