Securities and Exchange Commission 2021 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Accommodate Exchange Listing and Trading of Options-Linked Securities

Document Number: 2020-29019

Type: Notice

Date: 2021-01-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29019.html

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: 2020-29013

Type: Notice

Date: 2021-01-04

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant seeks an order declaring that it has ceased to be an investment company. On April 22, 2020, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of approximately $97,923 incurred in connection with the reorganization were paid by the applicant and the applicant's investment adviser. Filing Dates: The application was filed on July 29, 2020, and amended on December 3, 2020. Applicant's Address: Craig.Ruckman@allianzgi.com.

https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29013.html