Securities and Exchange Commission September 28, 2021 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings

Document Number: 2021-21118

Type: Notice

Date: 2021-09-28

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-21118.html

Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Board Determinations Under the Holding Foreign Companies Accountable Act

Document Number: 2021-21056

Type: Notice

Date: 2021-09-28

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-21056.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults)

Document Number: 2021-20970

Type: Notice

Date: 2021-09-28

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-20970.html

Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements

Document Number: 2021-20969

Type: Notice

Date: 2021-09-28

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-20969.html