Securities and Exchange Commission November 30, 2020 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Sunshine Act Meetings
Document Number: 2020-26413
Type: Notice
Date: 2020-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26413.html
Statement on Central Counterparties Authorized Under the European Markets Infrastructure Regulation Seeking To Register as a Clearing Agency or To Request Exemptions From Certain Requirements Under the Securities Exchange Act of 1934
Document Number: 2020-26285
Type: Notice
Date: 2020-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'') is issuing a policy statement and guidance regarding future applications from a central counterparty (``CCP'') authorized under the European Market Infrastructure Regulation (``EMIR'') and based in the European Union (an ``EU CCP'') that is seeking to register as a clearing agency with the SEC under the Securities Exchange Act of 1934 (``Exchange Act'') and future requests by EU CCPs for exemptions from certain SEC requirements.
https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26285.html
Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Establish the ClaimConnectTM
Document Number: 2020-26282
Type: Notice
Date: 2020-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26282.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618, Risk Settings and Trading Risk Metrics
Document Number: 2020-26281
Type: Notice
Date: 2020-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26281.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide and the Guide to the Fee Schedule
Document Number: 2020-26280
Type: Notice
Date: 2020-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26280.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange
Document Number: 2020-26279
Type: Notice
Date: 2020-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26279.html
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