Securities and Exchange Commission January 21, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 15 of 15
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Document Number: 2014-01031
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-01031.html
Proposed Collection; Comment Request
Document Number: 2014-00995
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00995.html
Proposed Collection; Comment Request
Document Number: 2014-00994
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00994.html
Proposed Collection; Comment Request
Document Number: 2014-00993
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00993.html
Proposed Collection; Comment Request
Document Number: 2014-00992
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00992.html
Proposed Collection; Comment Request
Document Number: 2014-00991
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00991.html
Submission for OMB Review; Comment Request
Document Number: 2014-00990
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00990.html
Submission for OMB Review; Comment Request
Document Number: 2014-00989
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00989.html
Submission for OMB Review; Comment Request
Document Number: 2014-00988
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00988.html
Submission for OMB Review; Comment Request
Document Number: 2014-00987
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00987.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Billing Dispute Practice
Document Number: 2014-00986
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00986.html
Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Billing Dispute Practice
Document Number: 2014-00985
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00985.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Document Number: 2014-00984
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00984.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Its Rules in Order To Clarify the Applicability and Functionality of Certain Order Types on the Exchange
Document Number: 2014-00983
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00983.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules in Order To Clarify the Applicability and Functionality of Certain Order Types on the Exchange
Document Number: 2014-00982
Type: Notice
Date: 2014-01-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00982.html
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