Securities and Exchange Commission May 2013 – Federal Register Recent Federal Regulation Documents

Results 151 - 184 of 184
Sunshine Act Meetings
Document Number: 2013-10849
Type: Notice
Date: 2013-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10628
Type: Notice
Date: 2013-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
Document Number: 2013-10627
Type: Notice
Date: 2013-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register of April 24, 2013 concerning a Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange. The document mistakenly includes a reference to NYSE Arca, Inc. in the heading.
Beverly Hills Bancorp Inc.; Notice of Application
Document Number: 2013-10607
Type: Notice
Date: 2013-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: The requested order would exempt the applicant, Beverly Hills Bancorp Inc. (``BHBC''), from certain provisions of the Act until the earlier of one year from the date of the requested order or such time as BHBC would no longer be required to register as an investment company under the Act. The requested exemption would extend an exemption originally granted until May 15, 2013.\1\
Goldman Sachs Trust II, et al.; Notice of Application
Document Number: 2013-10606
Type: Notice
Date: 2013-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval and would grant relief from certain disclosure requirements.
Notice of an Application of W2007 Grace Acquisition I, Inc. Under Section 12(h) of the Securities Exchange Act of 1934
Document Number: 2013-10564
Type: Notice
Date: 2013-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under the Investment Company Act of 1940
Document Number: 2013-10483
Type: Notice
Date: 2013-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On November 1, 2012 and November 29, 2012, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses incurred in connection with the liquidation were paid by David H. Murdock as trustee of the David H. Murdock Living Trust. Filing Dates: The application was filed on March 13, 2013, and amended on April 2, 2013. Applicant's Address: c/o U.S. Bank National Association, Corporate Trust Services, 633 West 5th St., 24th Floor, LM-CA T24T, Los Angeles, CA 90071.
Sunshine Act Meeting
Document Number: 2013-10355
Type: Notice
Date: 2013-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Corporate Capital Trust, Inc., et al.; Notice of Application
Document Number: 2013-10238
Type: Notice
Date: 2013-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Making Fiscal Year 2013 Annual Adjustments to Transaction Fee Rates
Document Number: 2013-10194
Type: Notice
Date: 2013-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions