Securities and Exchange Commission March 29, 2012 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Proprietary Traders Qualification Examination (“Series 56”)

Document Number: 2012-7571

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7571.html

Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120

Document Number: 2012-7526

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7526.html

Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule

Document Number: 2012-7525

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7525.html

Proposed Collection; Comment Request

Document Number: 2012-7522

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7522.html

Submission for OMB Review; Comment Request

Document Number: 2012-7521

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7521.html

Proposed Collection; Comment Request

Document Number: 2012-7520

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7520.html

Jefferies Employees Special Opportunities Partners, LLC, et al.; Notice of Application

Document Number: 2012-7519

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

Summary of the Application: Applicants request an order to exempt a limited liability company formed for the benefit of eligible employees of Jefferies Group, Inc. and its affiliates from certain provisions of the Act. The limited liability company is an ``employees' securities company'' within the meaning of section 2(a)(13) of the Act.

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7519.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013

Document Number: 2012-7518

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7518.html

Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013

Document Number: 2012-7517

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7517.html

Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change To Amend Certain Credit Default Swap Clearing Rules Regarding Guaranty Fund Allocations, Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI Payment Timeline

Document Number: 2012-7515

Type: Notice

Date: 2012-03-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7515.html