Securities and Exchange Commission September 3, 2010 – Federal Register Recent Federal Regulation Documents
Results 1 - 11 of 11
Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities
The Commission proposes to further extend the temporary filing accommodation in Rule 312 of Regulation S-T that allows static pool information required to be disclosed in a prospectus of an asset-backed issuer to be provided on an Internet Web site under certain conditions. Under this rule, such information is deemed to be included in the prospectus included in the registration statement for the asset-backed securities. This rule currently applies to filings with respect to asset-backed securities filed on or before December 31, 2010. We propose to amend this rule to extend its application for an additional eighteen months. Under the proposed extension, the rule would apply to filings with respect to asset-backed securities filed on or before June 30, 2012.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Each applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On May 20, 2005 and September 29, 2006, respectively, each applicant made a liquidating distribution to its planholders, based on net asset value. As a result of the liquidations, applicants' planholders became direct shareholders of Templeton Growth Fund, Inc., the sole underlying investment vehicle for each applicant. Applicants incurred no expenses in connection with the liquidations. Filing Date: The applications were filed on August 12, 2010. Applicants' Address: 100 Fountain Parkway, St. Petersburg, FL 33716-1205.
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