Securities and Exchange Commission September 29, 2009 – Federal Register Recent Federal Regulation Documents

Submission for OMB Review; Comment Request

Document Number: E9-23496

Type: Notice

Date: 2009-09-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/09/29/E9-23496.html

Submission for OMB Review; Comment Request

Document Number: E9-23494

Type: Notice

Date: 2009-09-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/09/29/E9-23494.html

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until October 4, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction

Document Number: E9-23491

Type: Notice

Date: 2009-09-29

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/09/29/E9-23491.html