Securities and Exchange Commission October 2, 2007 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549-0213
Document Number: E7-19408
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19408.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to XLE Fees
Document Number: E7-19404
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19404.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Phlx's Electronic Options Trading Platform, Phlx XL
Document Number: E7-19398
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19398.html
Claymore Exchange-Traded Fund Trust, et al.; Notice of Application
Document Number: E7-19385
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19385.html
Sunshine Act Meetings
Document Number: E7-19384
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19384.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change Relating to Requirements for the Listing and Trading of Commodity-Linked Securities and Currency-Linked Securities
Document Number: E7-19362
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19362.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities
Document Number: E7-19361
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19361.html
Public Alert: Unregistered Soliciting Entities (“Pause”) Program
Document Number: E7-19343
Type: Notice
Date: 2007-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is announcing a new program that will post on its Web site certain factual information about unregistered entities that are engaged in the solicitation of securities transactions.
https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19343.html
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