Securities and Exchange Commission January 31, 2006 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) To Decrease the Monthly Transaction Fee Cap
Document Number: E6-1177
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1177.html
Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes for Transactions in Options on Three Narrow-Based Indexes
Document Number: E6-1176
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1176.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection
Document Number: E6-1175
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1175.html
E6-1166
Document Number: E6-1166
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions, Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of A Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of A Hybrid Agency Liaison System for Automated Handling of Inbound Orders
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1166.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dividend, Merger, and Short Stock Interest Spread Fee Cap Program
Document Number: E6-1165
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1165.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Membership Rules
Document Number: E6-1163
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1163.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Dividend and Merger Spread Fee Cap Program
Document Number: E6-1162
Type: Notice
Date: 2006-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1162.html
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