Securities and Exchange Commission December 5, 2005 – Federal Register Recent Federal Regulation Documents

Results 1 - 10 of 10
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Dow Jones Industrial Average
Document Number: E5-6831
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6831.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Euro Currency Trust
Document Number: E5-6830
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6830.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing
Document Number: E5-6828
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6828.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding
Document Number: E5-6826
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6826.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope of Risk Management Controls as They Relate to Maturity Presentment Transactions of Pledged Money Market Instruments
Document Number: E5-6825
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6825.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control)
Document Number: E5-6820
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6820.html
Proposed Collection; Comment Request; Upon Written Request, Copy Available From: Securities and Exchange, Commission, Office of Filings and Information Services, Washington, DC 20549
Document Number: E5-6819
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6819.html
Sunshine Act Meeting
Document Number: 05-23687
Type: Notice
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23687.html
Asset-Backed Securities
Document Number: 05-23614
Type: Rule
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
This document contains corrections to final rules which were published in the Federal Register on Friday, January 7, 2005 (70 FR 1506). The rules relate to the registration, disclosure and reporting requirements for asset-backed securities under the Securities Act of 1933 and the Securities Exchange Act of 1934.
https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23614.html
Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission
Document Number: 05-23613
Type: Rule
Date: 2005-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is amending its Rules of Practice, certain related provisions, and its delegations of authority to the staff as a result of its experience with these rules and to correct typographical errors and change certain citations. The amendments are intended to enhance the transparency and facilitate parties' understanding of the rules and to make practice under the rules easier and more efficient.
https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23613.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.