Securities and Exchange Commission February 14, 2005 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session
Document Number: Z5-467
Type: Notice
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/02/14/Z5-467.html
MBIA Global Funding, LLC; Notice of Application
Document Number: E5-591
Type: Notice
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/02/14/E5-591.html
Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 by the Chicago Stock Exchange, Inc. Relating to the Demutualization of the Chicago Stock Exchange, Inc.
Document Number: E5-588
Type: Notice
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/02/14/E5-588.html
Distribution of “Risk Disclosure Statement” by Futures Commission Merchants and Introducing Brokers
Document Number: C5-1906
Type: Rule
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions, Commodity Futures Trading Commission
https://regulations.justia.com/regulations/fedreg/2005/02/14/C5-1906.html
In the Matter of Greentech USA, Inc; Order of Suspension of Trading
Document Number: 05-2866
Type: Notice
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2866.html
In the Matter of Tekron, Inc.; Order of Suspension of Trading
Document Number: 05-2865
Type: Notice
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2865.html
In the Matter of Information Architects Corporation; Order of Suspension of Trading
Document Number: 05-2864
Type: Notice
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2864.html
Adjustments to Civil Monetary Penalty Amounts
Document Number: 05-2664
Type: Rule
Date: 2005-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996. The Commission is adopting a rule adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and certain penalties under the Sarbanes-Oxley Act of 2002.
https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2664.html
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