Office of Thrift Supervision April 14, 2011 – Federal Register Recent Federal Regulation Documents

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Incentive-Based Compensation Arrangements

Document Number: 2011-7937

Type: Proposed Rule

Date: 2011-04-14

Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, Federal Reserve System, National Credit Union Administration, Securities and Exchange Commission, Office of the Comptroller of the Currency, Department of Treasury, Department of the Treasury, Office of Thrift Supervision, Federal Housing Finance Agency

The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-7937.html