Employee Benefits Security Administration October 15, 2021 – Federal Register Recent Federal Regulation Documents

Results 1 - 1 of 1

Notice of Proposed Exemption Involving J.P. Morgan Securities LLC, J.P. Morgan Investment Management Inc., J.P. Morgan Securities, and Chase Wealth Management (Collectively, the Applicants); Located in Weehawken, New Jersey

Document Number: 2021-21578

Type: Notice

Date: 2021-10-15

Agency: Employee Benefits Security Administration, Department of Labor

This document gives notice of a proposed individual exemption from certain prohibited transaction restrictions of the Internal Revenue Code of 1986, as amended (the Code) involving certain principal trades previously caused or executed by J.P. Morgan Securities LLC and J.P. Morgan Investment Management Inc. for certain non-ERISA plan clients.

https://regulations.justia.com/regulations/fedreg/2021/10/15/2021-21578.html