Employee Benefits Security Administration December 11, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 2 of 2

Technical Correction to PTE 2016-10, Exemption From Certain Prohibited Transaction Restrictions: Royal Bank of Canada (Together With Its Current and Future Affiliates, RBC or the Applicant)

Document Number: 2023-27084

Type: Notice

Date: 2023-12-11

Agency: Employee Benefits Security Administration, Department of Labor

This document makes a technical correction to Prohibited Transaction Exemption (PTE) 2016-10 granted to the Royal Bank of Canada (D-11868) on October 28, 2016.

https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27084.html

Exemption From Certain Prohibited Transaction Restrictions Involving Morgan Stanley & Co. LLC, and Current and Future Affiliates and Subsidiaries (Morgan Stanley or the Applicant) Located in New York, New York

Document Number: 2023-27082

Type: Notice

Date: 2023-12-11

Agency: Employee Benefits Security Administration, Department of Labor

This document contains a notice of exemption issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code).

https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27082.html