Commodity Futures Trading Commission May 16, 2019 – Federal Register Recent Federal Regulation Documents

Derivatives Clearing Organization General Provisions and Core Principles
Document Number: 2019-09025
Type: Proposed Rule
Date: 2019-05-16
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain regulations applicable to registered derivatives clearing organizations (DCOs). These proposed amendments would, among other things, address certain risk management and reporting obligations, clarify the meaning of certain provisions, simplify processes for registration and reporting, and codify existing staff relief and guidance. In addition, the Commission is proposing technical amendments to certain provisions, including certain delegation provisions, in other parts of its regulations.
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