Commodity Futures Trading Commission April 26, 2019 – Federal Register Recent Federal Regulation Documents

Privacy Act of 1974; System of Records
Document Number: 2019-08397
Type: Notice
Date: 2019-04-26
Agency: Commodity Futures Trading Commission, Agencies and Commissions
In accordance with the requirements of the Privacy Act of 1974, as amended, the Commodity Futures Trading Commission (CFTC or Commission) is republishing existing SORN: National Futures Association (NFA) Applications Suite System, CFTC-12. The modification will add two routine uses, clarify existing routine uses, and bring the SORN in compliance with the Office of Management and Budget (OMB) Circular A- 108 SORN template. The two new routine uses pertain to sharing information to mitigate a breach and are required by OMB Memorandum 17- 12. Other updates include identifying the specific routine uses applicable to the system of records rather than relying on CFTC's previously published blanket routine uses, and administrative updates to comply with the OMB Circular A-108 SORN template format.
Privacy Act of 1974; System of Records
Document Number: 2019-08396
Type: Notice
Date: 2019-04-26
Agency: Commodity Futures Trading Commission, Agencies and Commissions
In accordance with the requirements of the Privacy Act of 1974, as amended, the Commodity Futures Trading Commission (CFTC or Commission) is republishing existing SORN: CFTC-45, Comments Online. The modification will clarify the Categories of Records in the system, add two routine uses, tailor existing routine uses, and bring the SORN in compliance with the Office of Management and Budget (OMB) Circular A-108 SORN template. The update distinguishes summaries of ex parte communications from comments submitted directly by the public in the Categories of Records. The two new routine uses that are proposed pertain to sharing information to mitigate a breach and are required by OMB Memorandum 17-12. Other updates include identifying the specific routine uses applicable to the system of records rather than relying on CFTC's previously published blanket routine uses, and administrative updates to comply with the OMB Circular A-108 SORN template format.
Privacy Act of 1974; System of Records
Document Number: 2019-08395
Type: Notice
Date: 2019-04-26
Agency: Commodity Futures Trading Commission, Agencies and Commissions
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Commodity Futures Trading Commission (CFTC or Commission) is establishing a new systems of records: CFTC-53, Mailing, Event, and General Contact Lists.
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