Commodity Futures Trading Commission November 13, 2018 – Federal Register Recent Federal Regulation Documents

De Minimis Exception to the Swap Dealer Definition
Document Number: 2018-24579
Type: Rule
Date: 2018-11-13
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending the de minimis exception within the ``swap dealer'' definition in the Commission's regulations by setting the aggregate gross notional amount threshold for the de minimis exception at $8 billion in swap dealing activity entered into by a person over the preceding 12 months.
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