Commodity Futures Trading Commission August 27, 2018 – Federal Register Recent Federal Regulation Documents

Results 1 - 2 of 2

Agency Information Collection Activities Under OMB Review

Document Number: 2018-18532

Type: Notice

Date: 2018-08-27

Agency: Commodity Futures Trading Commission, Agencies and Commissions

In compliance with the Paperwork Reduction Act of 1995 (PRA), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

https://regulations.justia.com/regulations/fedreg/2018/08/27/2018-18532.html

Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Document Number: 2018-18432

Type: Rule

Date: 2018-08-27

Agency: Commodity Futures Trading Commission, Agencies and Commissions

The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations regarding certain duties of chief compliance officers (``CCOs'') of swap dealers (``SDs''), major swap participants (``MSPs''), and futures commission merchants (``FCMs'') (collectively, ``Registrants''); and certain requirements for preparing, certifying, and furnishing to the Commission an annual report containing an assessment of the Registrant's compliance activities.

https://regulations.justia.com/regulations/fedreg/2018/08/27/2018-18432.html