Commodity Futures Trading Commission March 5, 2009 – Federal Register Recent Federal Regulation Documents

Electronic Filing of Disclosure Documents
Document Number: E9-4740
Type: Rule
Date: 2009-03-05
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations applicable to the filing of Disclosure Documents by commodity pool operators (CPOs) and commodity trading advisors (CTAs) with the National Futures Association (NFA). In response to a petition from NFA, the CFTC is requiring that CPOs and CTAs be required to file their Disclosure Documents electronically with NFA (Amendments).
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