Securities and Exchange Commission September 17, 2020 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings
Document Number: 2020-20679
Type: Notice
Date: 2020-09-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; MEMX, LLC; Order Declaring Effective a Minor Rule Violation Plan
Document Number: 2020-20475
Type: Notice
Date: 2020-09-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Rand Capital Corporation, et al.
Document Number: 2020-20451
Type: Notice
Date: 2020-09-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Administration of the Electronic Data Gathering, Analysis, and Retrieval System
Document Number: 2020-18825
Type: Proposed Rule
Date: 2020-09-17
Agency: Securities and Exchange Commission, Agencies and Commissions
We are publishing for comment a proposed new rule under Regulation S-T. The proposal would specify several actions that the Commission, in its administration of the Electronic Data Gathering, Analysis, and Retrieval system (``EDGAR''), may take to promote the reliability and integrity of EDGAR submissions. In addition, the proposed rule would set forth a process for the Commission to notify filers and other relevant persons of its actions under the proposed rule as soon as reasonably practicable.
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