Securities and Exchange Commission July 29, 2019 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing Give Ups on the BX Options Market
Document Number: 2019-15982
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15982.html
The Guardian Insurance & Annuity Company, Inc., et al.
Document Number: 2019-15975
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15975.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Nasdaq Options Market To Modify the Give Up of a Clearing Participant by a Participant on NOM Transactions
Document Number: 2019-15973
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15973.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules To Permit Cboe Trading, Inc. To Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange
Document Number: 2019-15972
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15972.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies
Document Number: 2019-15971
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15971.html
Zacks Investment Management, Inc. and Zacks Trust
Document Number: 2019-15968
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15968.html
Zacks Investment Management, Inc. and Zacks Trust
Document Number: 2019-15955
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15955.html
PFS Funds and Castle Investment Management, LLC.; Notice of Application
Document Number: 2019-15954
Type: Notice
Date: 2019-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15954.html
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