Securities and Exchange Commission July 19, 2019 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
1WS Credit Income Fund and 1WS Capital Advisers, LLC
Document Number: 2019-15430
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15430.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform (“EDGX Equities”) To Adopt a “Retail Volume Tier” for Firms That Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX
Document Number: 2019-15348
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15348.html
Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures
Document Number: 2019-15347
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15347.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Document Number: 2019-15346
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15346.html
Submission for OMB Review; Comment Request
Document Number: 2019-15345
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15345.html
Proposed Collection; Comment Request
Document Number: 2019-15344
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15344.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework
Document Number: 2019-15340
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15340.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Document Number: 2019-15338
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15338.html
Voya Retirement Insurance and Annuity Company et al; Notice of Application
Document Number: 2019-15335
Type: Notice
Date: 2019-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15335.html
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