Securities and Exchange Commission February 28, 2018 – Federal Register Recent Federal Regulation Documents

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Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-04087
Type: Notice
Date: 2018-02-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On June 1, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $400 incurred in connection with the liquidation were paid by Crossmark Global Investments, Inc. Filing Dates: The application was filed on November 7, 2017, and amended on February 2, 2018. Applicant's Address: 3700 West Sam Houston Parkway South, Suite 250, Houston, Texas 77042.
https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04087.html
Bain Capital Specialty Finance, Inc., et al.
Document Number: 2018-04086
Type: Notice
Date: 2018-02-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04086.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade, Under Nasdaq Rule 5705, the Shares of the Horizons Russell 2000 Covered Call ETF
Document Number: 2018-04035
Type: Notice
Date: 2018-02-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04035.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
Document Number: 2018-04034
Type: Notice
Date: 2018-02-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04034.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
Document Number: 2018-04033
Type: Notice
Date: 2018-02-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04033.html
Investor Advisory Committee Meeting
Document Number: 2018-04031
Type: Notice
Date: 2018-02-28
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register on February 13, 2018, providing notice that the Securities and Exchange Commission Investor Advisory Committee would hold a public meeting on Thursday, March 8, 2018. The document contained an incorrect description of the agenda for the meeting.
https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04031.html
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