Securities and Exchange Commission April 5, 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
Proposed Collection; Comment Request
Document Number: 2017-06695
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06695.html
Winton Diversified Opportunities Fund and Winton Capital US LLC
Document Number: 2017-06693
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06693.html
Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC
Document Number: 2017-06692
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06692.html
Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust
Document Number: 2017-06686
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06686.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
Document Number: 2017-06685
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06685.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5710
Document Number: 2017-06684
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06684.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
Document Number: 2017-06683
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06683.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies
Document Number: 2017-06682
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06682.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.