Securities and Exchange Commission August 25, 2014 – Federal Register Recent Federal Regulation Documents

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Persimmon Capital Management LP and Northern Lights Fund Trust III; Notice of Application
Document Number: 2014-20091
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20091.html
American Fidelity Assurance Company, et al.; Notice of Application
Document Number: 2014-20090
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: The Applicants seek an order pursuant to Section 26(c) of the 1940 Act permitting the substitution of securities issued by a registered investment company currently held by the Separate Accounts (the ``Substitution''), which securities support the Separate Accounts' variable annuity contracts that are issued by the Insurance Company (the ``Contracts'').
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20090.html
Submission for OMB Review; Comment Request
Document Number: 2014-20089
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20089.html
Submission for OMB Review; Comment Request
Document Number: 2014-20088
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20088.html
Submission for OMB Review; Comment Request
Document Number: 2014-20087
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20087.html
Submission for OMB Review; Comment Request
Document Number: 2014-20086
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20086.html
Submission for OMB Review; Comment Request
Document Number: 2014-20085
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20085.html
Submission for OMB Review; Comment Request
Document Number: 2014-20084
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20084.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600
Document Number: 2014-20083
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20083.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Relating to Trade Nullification and Price Adjustment
Document Number: 2014-20082
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20082.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule
Document Number: 2014-20081
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20081.html
Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.70 to Make the Rule Applicable to All Transactions on the Exchange
Document Number: 2014-20080
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20080.html
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