Securities and Exchange Commission June 12, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Submission for OMB Review; Comment Request
Document Number: 2014-13702
Type: Notice
Date: 2014-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13702.html
Submission for OMB Review; Comment Request
Document Number: 2014-13701
Type: Notice
Date: 2014-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13701.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Implement a New Scorecard Feature to the Mutual Fund Profile Service
Document Number: 2014-13695
Type: Notice
Date: 2014-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13695.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule
Document Number: 2014-13694
Type: Notice
Date: 2014-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13694.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Floor Booth Fees
Document Number: 2014-13693
Type: Notice
Date: 2014-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13693.html
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