Securities and Exchange Commission June 2012 – Federal Register Recent Federal Regulation Documents

Results 151 - 157 of 157
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook
Document Number: 2012-13638
Type: Notice
Date: 2012-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13638.html
Sunshine Act Meeting.
Document Number: 2012-13567
Type: Notice
Date: 2012-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13567.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps
Document Number: 2012-13410
Type: Notice
Date: 2012-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13410.html
Submission for OMB Review; Comment Request
Document Number: 2012-13408
Type: Notice
Date: 2012-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13408.html
Submission for OMB Review; Comment Request
Document Number: 2012-13407
Type: Notice
Date: 2012-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13407.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the MSCI EAFE Index
Document Number: 2012-13406
Type: Notice
Date: 2012-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13406.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extension of Unlisted Trading Privileges to New Derivative Securities Products That Are Listed on Another Exchange and To Make Other Conforming and Technical Amendments
Document Number: 2012-13405
Type: Notice
Date: 2012-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13405.html
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